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Grant Thornton UK LLP’s Financial Services Risk and Regulation Unravelled podcast brings you conversations about the dynamic world of risk and regulation. We help our financial services clients understand new regulatory and risk developments, upcoming changes and talking points in the industry. Led by Grant Thornton’s Partner, David Morrey and Director, Irina Velkova alongside renowned experts as they share their insights each month.
Episodes
Monday Oct 21, 2024
Monday Oct 21, 2024
As the eighth edition of the FCA's Regulatory Initiatives Grid was delayed due to the General Election, an interim update to the November 2023 publication has been released for the period October 2024 to March 2025.
In this episode of the podcast, David Morrey and Ben Farmer pull out 10 key takeaways:
- Diversity and inclusion
- Basel 3.1 rules
- Prudential framework
- FCA's updated enforcement guide
- Remuneration regime consultation
- Multi-firm review of vulnerable customers advice
- Guidance boundary review
- External redress and remediation rules
- Capital requirements for financial advice firms
- Investment advice assessment tool